Filing Details
- Accession Number:
- 0001246360-10-003979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-07 17:20:13
- Reporting Period:
- 2010-10-18
- Filing Date:
- 2010-12-07
- Accepted Time:
- 2010-12-07 17:20:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351817 | Swift Energy Co | SFY | Crude Petroleum & Natural Gas (1311) | 203940661 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201969 | Jr D Alton Heckaman | 16825 Northchase Drive, Suite 400 Houston TX 77060 | Evp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Swift Energy Common Stock | Disposition | 2010-10-18 | 350 | $0.00 | 114,476 | No | 5 | G | Direct | |
| Swift Energy Common Stock | Disposition | 2010-10-19 | 100 | $0.00 | 114,376 | No | 5 | G | Direct | |
| Swift Energy Common Stock | Acquisiton | 2010-12-03 | 9,933 | $14.66 | 124,309 | No | 4 | M | Direct | |
| Swift Energy Common Stock | Disposition | 2010-12-03 | 10,000 | $40.00 | 114,309 | No | 4 | S | Direct | |
| Swift Energy Common Stock | Disposition | 2010-12-03 | 3,626 | $40.15 | 110,683 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Swift Energy Common Stock | Stock Option 12/3/2010 - 2/10/2019 | Acquisiton | 2010-12-03 | 3,626 | $0.00 | 3,626 | $40.15 |
| Swift Energy Common Stock | Stock Option 2/10/2009 - 2/10/2019 | Disposition | 2010-12-03 | 9,933 | $0.00 | 9,933 | $14.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,626 | 2011-12-03 | 2019-02-10 | No | 4 | A | Direct |
| 19,867 | 2010-02-10 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Sfy Common Stock-401(K) | 7,748 | Indirect | 401(k) Plan |
| Sfy Cmmn Stock-Esop Holding | 1,414 | Indirect | ESOP Plan |
Footnotes
- Based on statement dated 12/31/2009.
- Based on statement dated as of 12/31/2008.
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