Filing Details

Accession Number:
0001214659-10-003210
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-12-06 19:35:50
Reporting Period:
2010-12-02
Filing Date:
2010-12-06
Accepted Time:
2010-12-06 19:35:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HUVL State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1119675 A Marie Holcombe C/O 35 Easy Grassy Sprain Road
Yonkers NY 10710
No No Yes No
1191186 F Gregory Holcombe C/O 35 Easy Grassy Sprain Road
Yonkers NY 10710
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-12-02 1,000 $20.29 53,527 No 4 S Indirect by Trust for Daughter I
Common Stock Disposition 2010-12-02 1,000 $20.29 53,524 No 4 S Indirect by Trust for Daughter II
Common Stock Disposition 2010-12-02 5,400 $20.36 602,615 No 4 S Indirect by BMW Machinery (of which Reporting Person is the principal shareholder)
Common Stock Disposition 2010-12-03 5,000 $20.51 495,000 No 4 S Indirect by Eldred Preserve LLC (for which Reporting Person serves as co-manager)
Common Stock Disposition 2010-12-06 5,000 $21.47 490,000 No 4 S Indirect by Eldred Preserve LLC (for which Reporting Person serves as co-manager)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by Trust for Daughter I
No 4 S Indirect by Trust for Daughter II
No 4 S Indirect by BMW Machinery (of which Reporting Person is the principal shareholder)
No 4 S Indirect by Eldred Preserve LLC (for which Reporting Person serves as co-manager)
No 4 S Indirect by Eldred Preserve LLC (for which Reporting Person serves as co-manager)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 117,086 Direct
Common Stock 116,575 Indirect by Trust f/b/o M. Holcombe
Common Stock 249 Direct
Common Stock 6,227 Indirect by Family Foundation
Common Stock 1,243 Indirect By Irr Insurance Trust
Common Stock 2,042 Indirect By Trust for Daughter I
Common Stock 2,042 Indirect By Trust for Daughter II
Common Stock 2,848 Indirect G.F. Holcombe a/c/f Daughters
Common Stock 1,311 Indirect by Family Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $42.00 2006-01-01 2016-01-01 12,590 12,590 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-01 12,590 12,590 Direct
Footnotes
  1. This price represents the weighted average sale price of stock sales that were executed at prices ranging from $20.25 through $20.53 per share. The Reporting Persons hereby undertake, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Marie A. Holcombe serves as a co-trustee of this Trust effective May 24, 2010.
  3. This price represents the weighted average sale price of stock sales that were executed at prices ranging from $20.25 through $20.55 per share. The Reporting Persons hereby undertake, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  4. This price represents the weighted average sale price of stock sales that were executed at prices ranging from $20.35 through $20.74 per share. The Reporting Persons hereby undertake, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  5. This price represents the weighted average sale price of stock sales that were executed at prices ranging from $21.19 through $21.84 per share. The Reporting Persons hereby undertake, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  6. Shares held jointly by Reporting Persons.
  7. These shares are owned by Gregory F. Holcombe.
  8. By Gregory F. Holcombe as custodian equally for each of his 2 daughters.