Filing Details
- Accession Number:
- 0001209191-10-058694
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-06 19:33:54
- Reporting Period:
- 2010-12-02
- Filing Date:
- 2010-12-06
- Accepted Time:
- 2010-12-06 19:33:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1405277 | Constant Contact Inc. | CTCT | Services-Direct Mail Advertising Services (7331) | 043285398 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1010502 | P Robert Nault | C/O Constant Contact, Inc. 1601 Trapelo Rd., Suite 329 Waltham MA 02451 | Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-02 | 5,000 | $4.12 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-02 | 5,000 | $27.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-12-02 | 5,000 | $0.00 | 5,000 | $4.12 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2010-12-03 | 40,000 | $0.00 | 40,000 | $27.12 |
| Common Stock | Restricted Stock Units | Acquisiton | 2010-12-03 | 3,334 | $0.00 | 3,334 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,500 | 2017-03-02 | No | 4 | M | Direct | |
| 40,000 | 2020-12-03 | No | 4 | A | Direct | |
| 3,334 | No | 4 | A | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 9, 2010.
- This option was initially granted to the reporting person on March 2, 2007. 25% of the shares subject to this option vested on March 19, 2008, and 6.25% of shares subject to this option vested or will vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on March 19, 2011.
- 25% of the shares subject to this option will vest on December 3, 2011, and an additional 6.25% of the shares subject to this option will vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 3, 2014.
- Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
- 25% of the restricted stock units will vest on December 3, 2011, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 3, 2014. Vested shares will be delivered to the reporting person within three business days after such shares become vested.
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