Filing Details

Accession Number:
0001144204-14-027328
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-02 18:01:10
Reporting Period:
2014-01-25
Filing Date:
2014-05-02
Accepted Time:
2014-05-02 18:01:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1142790 Tauriga Sciences Inc. TAUG Blank Checks (6770) 651102237
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595744 Bacterial Robotics, Llc Po Box 30085
Cincinnati OH 45230
No No Yes No
1606042 Eric Jason Barkeloo Po Box 30085
Cincinnati OH 45230
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-01-25 3,500,000 $0.00 3,500,000 No 4 J Direct
Common Stock Acquisiton 2014-02-27 1,000 $0.02 3,501,000 No 4 P Direct
Common Stock Acquisiton 2014-03-04 10,000 $0.02 10,000 No 4 P Direct
Common Stock Acquisiton 2014-03-17 10,000 $0.10 20,000 No 4 P Direct
Common Stock Acquisiton 2014-03-27 20,000 $0.07 40,000 No 4 P Direct
Common Stock Acquisiton 2014-03-28 10,000 $0.06 50,000 No 4 P Direct
Common Stock Acquisiton 2014-03-28 10,000 $0.06 60,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (Right to Buy) Disposition 2014-01-28 71,082,323 $0.00 71,082,323 $0.02
Common Stock Common Stock Warrants (Right to Buy) Disposition 2014-01-28 28,917,647 $0.00 28,917,647 $0.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
71,082,323 2014-01-28 2021-01-28 No 4 J Indirect
28,917,647 2014-01-28 2021-01-28 No 4 J Direct
Footnotes
  1. The shares of common stock were issued on January 25, 2014 to Jason E. Barkeloo ("Mr. Barkeloo"), a reporting person hereunder, in consideration of Mr. Barkeloo's services to Tauriga Sciences, Inc. (the "Company") pursuant to an advisory agreement between the Company and Mr. Barkeloo, and are owned directly and solely by Mr. Barkeloo.
  2. The shares of common stock are owned directly and solely by Mr. Barkeloo.
  3. The shares of common stock are owned directly by Bacterial Robotics, LLC ("Bacterial Robotics"), a reporting person hereunder. As managing member and Chief Executive Officer of Bacterial Robotics and by virtue of the Voting Agreement (defined below), as disclosed in the reporting persons' Schedule 13D filed with the Securities and Exchange Commission on May 2, 2014, Mr. Barkeloo, a reporting person hereunder, may be deemed to beneficially own the shares of common stock held by Bacterial Robotics.
  4. The warrants were issued on January 28, 2014 in connection with an Agreement and Plan of Merger, dated as of November 25, 2013, by and among the Company, Pilus Acquisition, LLC, Bacterial Robotics, Pilus Energy LLC ("Pilus Energy") and certain individuals named therein (the "Merger Agreement"), as consideration for the acquisition of Pilus Energy by the Company.
  5. The warrants were issued pursuant to the Merger Agreement and are held by parties to the Voting Agreement, dated January 28, 2014, by and among the Company and members of Pilus Energy (the "Voting Agreement"). Excludes the warrant held by Bacterial Robotics, who is a party to the Voting Agreement, reported separately herein. The reporting persons are members of a Section 13(d) "group" as a result of the Voting Agreement. By virtue of the Voting Agreement and as disclosed in the reporting persons' Schedule 13D filed with the Securities and Exchange Commission on May 2, 2014, Mr. Barkeloo, a reporting person hereunder, may be deemed to beneficially own the shares of common stock of the Company underlying the warrants, which will be subject to the Voting Agreement once issued. Mr. Barkeloo disclaims beneficial ownership of the securities held by the parties to the Voting Agreement.
  6. The warrant was issued pursuant to the Merger Agreement and is owned directly by Bacterial Robotics, a reporting person hereunder. As managing member and Chief Executive Officer of Bacterial Robotics and by virtue of the Voting Agreement, Mr. Barkeloo, a reporting person hereunder, may be deemed to beneficially own the securities held by Bacterial Robotics.