Filing Details

Accession Number:
0001225208-14-011836
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-02 16:30:37
Reporting Period:
2014-04-30
Filing Date:
2014-05-02
Accepted Time:
2014-05-02 16:30:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1293613 Kayne Anderson Mlp Investment Co KYN () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
225602 Massachusetts Mutual Life Insurance Co 1295 State Street
Springfield MA 01111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series Kk Senior Unsecured Note Acquisiton 2014-04-30 15,600,000 $1.00 15,600,000 No 4 P Direct
Series Kk Senior Unsecured Note Acquisiton 2014-04-30 600,000 $1.00 600,000 No 4 P Indirect By Babson Capital Management LLC
Series Kk Senior Unsecured Note Acquisiton 2014-04-30 800,000 $1.00 800,000 No 4 P Indirect By MassMutual Asia Limited
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Babson Capital Management LLC
No 4 P Indirect By MassMutual Asia Limited
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Mandatory Redeemable Preferred Shares Due 5/7/2017 832,000 Direct
Series C Mrps Due 2020 572,000 Direct
Series G Senior Unsecured Notes Due 2011 6,000,000 Direct
Series I Senior Unsecured Notes Due 2012 11,000,000 Direct
Series K Senior Unsecured Notes Due 2013 32,000,000 Direct
Series O Senior Unsecured Notes Due 5/7/2015 12,800,000 Direct
Series S Senior Notes Due 2020 17,100,000 Direct
Mandatory Redeemable Preferred Shares Due 5/7/2017 208,000 Indirect By C.M. Life Insurance company
Series C Mrps Due 2020 28,000 Indirect By C.M. Life Insurance company
Series K Senior Unsecured Notes Due 2013 3,000,000 Indirect By C.M. Life Insurance company
Series O Senior Unsecured Notes Due 5/7/2015 3,200,000 Indirect By C.M. Life Insurance company
Series S Senior Notes Due 2020 900,000 Indirect By C.M. Life Insurance company