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Filing Details

Accession Number:
0001143921-14-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-02 16:24:16
Reporting Period:
2014-04-30
Filing Date:
2014-05-02
Accepted Time:
2014-05-02 16:24:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143921 Vantagesouth Bancshares Inc. VSB State Commercial Banks (6022) 452915089
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182744 Jr T Joseph Lamb 3600 Glenwood Avenue, Suite 300
Raleigh NC 27612
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-04-30 32,190 $6.04 227,701 No 4 S Direct
Common Stock Disposition 2014-04-30 4,970 $6.45 0 No 4 S Indirect By IRA
Common Stock Disposition 2014-04-30 6,716 $6.45 0 No 4 S Indirect By Spouse's IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By IRA
No 4 S Indirect By Spouse's IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 128,421 Indirect By Spouse
Common Stock 2,485 Indirect As Custodian for Grandchildren
Common Stock 11,005 Indirect By Lamb Family LLC
Common Stock 11,360 Indirect By Lake Drive Corporation
Common Stock 12,513 Indirect By Zee R. Rochelle Inc.
Footnotes
  1. Securities held equally for seven grandchildren. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
  2. Except to the extent of the reporting person's interest in the entity that holds these shares, the reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. The reporting person is a director, officer and/or principal shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein.