Filing Details

Accession Number:
0001140361-14-018525
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-02 16:00:43
Reporting Period:
2014-03-26
Filing Date:
2014-05-02
Accepted Time:
2014-05-02 16:00:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1519401 Regional Management Corp. RM Personal Credit Institutions (6141) 570847115
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353254 Ejf Capital Llc 2107 Wilson Boulevard
Suite 410
Arlington VA 22201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-26 3,300 $26.04 1,279,417 No 4 S Indirect See footnotes
Common Stock Disposition 2014-04-30 17,566 $16.05 1,261,851 No 4 S Indirect See footnotes
Common Stock Disposition 2014-04-30 85,000 $16.29 1,176,851 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
No 4 S Indirect See footnotes
Footnotes
  1. EJF Capital LLC serves as the investment manager or the sole member of the investment manager of each of EJF Debt Opportunities Master Fund, L.P., EJF Debt Opportunities Master Fund II, LP, Beltway Strategic Opportunities Fund L.P. and EJF Financial Services Fund, LP as well as of a managed account (the "Record Owners"), each of which individually owns less than 5% of the shares of common stock of Regional Management Corp. (the "Common Stock"). Emanuel J. Friedman is the controlling member of EJF Capital LLC. As a result, each of Emanuel J. Friedman and EJF Capital LLC may be deemed to share beneficial ownership with each such Record Owner over the Common Stock held by such Record Owner. (continued in Footnote 2)
  2. Each of EJF Capital LLC and Emanuel J. Friedman disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein and this report shall not be deemed an admission that EJF Capital LLC or Emanuel J. Friedman is the beneficial owner of the securities for purposes of Section 16, or for any other purpose.