Filing Details
- Accession Number:
- 0001209191-10-058631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-12-06 17:14:26
- Reporting Period:
- 2010-11-22
- Filing Date:
- 2010-12-06
- Accepted Time:
- 2010-12-06 17:14:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 915389 | Eastman Chemical Co | EMN | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 621539359 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225607 | P James Rogers | Eastman Chemical Company 200 South Wilcox Drive Kingsport TN 37660 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-03 | 16,701 | $66.31 | 82,512 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-03 | 16,701 | $81.57 | 65,811 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-12-03 | 38,978 | $60.02 | 104,789 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-12-03 | 38,978 | $81.15 | 65,811 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-11-22 | 15,847 | $0.00 | 6,239 | No | 5 | G | Indirect | By GRAT |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Indirect | By GRAT |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-03 | 16,701 | $0.00 | 16,701 | $66.31 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-12-03 | 38,978 | $0.00 | 38,978 | $60.02 |
| Common Stock | Phantom Stock Units | Disposition | 2010-12-02 | 262,696 | $80.97 | 262,696 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-05-08 | 2011-04-05 | No | 4 | M | Direct |
| 0 | 2006-11-01 | 2012-04-04 | No | 4 | M | Direct |
| 0 | No | 4 | I | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,291 | Indirect | By 401(k) |
| Common Stock | 1,029 | Indirect | By ESOP |
Footnotes
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $81.20 to $81.95.
- Average sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various market prices per share ranging from $81.00 to $81.31.
- Includes 61 shares acquired since March 4, 2010 resulting from automatic reinvestment of dividends.
- Phantom stock units credited under the Executive Deferred Compensation Plan, each having a value of one share of issuer common stock and payable only in cash and, subject to certain acceleration and early withdrawal provisions, after termination of employment.
- Includes 16,173 phantom stock units credited under the Executive Deferred Compensation Plan since February 12, 2009 as a result of hypothetical reinvestment of dividend equivalents.
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