Filing Details
- Accession Number:
- 0001209191-14-030497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-02 12:36:41
- Reporting Period:
- 2014-04-30
- Filing Date:
- 2014-05-02
- Accepted Time:
- 2014-05-02 12:36:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1500096 | Kayne Anderson Midstreamergy Fund Inc. | KMF | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 5272 | American International Group Inc | 175 Water Street New York NY 10038 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 3.46% Series E Senior Unsecured Notes Due July 30, 2021 | Acquisiton | 2014-04-30 | 15,000,000 | $15,000,000.00 | 0 | No | 4 | P | Indirect | Held through subsidiaries |
| Series C Mandatory Redeemable Preferred Shares | Acquisiton | 2014-04-30 | 1,200,000 | $25.00 | 1,200,000 | No | 4 | P | Indirect | Held through subsidiaries |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held through subsidiaries |
| No | 4 | P | Indirect | Held through subsidiaries |
Footnotes
- The United States Life Insurance Company in the City of New York, American Home Assurance Company and United Guaranty Mortgage Insurance Company, each an indirectly wholly owned subsidiary of American International Group, Inc. ("AIG"), directly hold $9,875,000 principal amount, $4,875,000 principal amount and $250,000 principal amount, respectively, of the 3.46% Series E Senior Unsecured Notes due July 30, 2021. As previously reported, The Variable Annuity Life Insurance Company and AIG Specialty Insurance Company, each an indirectly wholly owned subsidiary of AIG, directly hold $6,000,000 principal amount and $4,000,000 principal amount, respectively, of the Issuer's 4.00% Series C Senior Unsecured Notes due March 22, 2022.
- Also, as previously reported, The United States Life Insurance Company in the City of New York (as successor by merger to First SunAmerica Life Insurance Company), an indirectly wholly owned subsidiary of AIG, directly holds $10,000,000 principal amount of the Issuer's 3.93% Series A Senior Unsecured Notes due March 3, 2016, and American General Life Insurance Company (as successor by merger to SunAmerica Annuity and Life Assurance Company), an indirectly wholly owned subsidiary of AIG, directly holds $9,000,000 principal amount of the Issuer's 4.62% Series B Senior Unsecured Notes due March 3, 2018. AIG is an indirect beneficial owner of such senior debt securities.
- The Series C Mandatory Redeemable Preferred Shares are held directly by American General Life Insurance Company, American Home Assurance Company and United Guaranty Mortgage Insurance Company, each an indirectly wholly owned subsidiary of AIG. As previously reported, the Issuer's Series B Mandatory Redeemable Preferred Shares are held directly by The Variable Annuity Life Insurance Company, an indirectly wholly owned subsidiary of AIG. AIG is an indirect beneficial owner of the Series C Mandatory Redeemable Preferred Shares and the Series B Mandatory Redeemable Preferred Shares.
Billionaire Hedge Funds
