Filing Details
- Accession Number:
- 0001225208-14-011646
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-01 18:01:50
- Reporting Period:
- 2014-04-29
- Filing Date:
- 2014-05-01
- Accepted Time:
- 2014-05-01 18:01:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923738 | R Charles Schwab | 211 Main Street San Francisco CA 94105 | Chairman | Yes | Yes | Yes | No |
Transaction Summary
Sold: | 1,500,000 shares | Avg. Price: $26.53 | Total Value: $39,797,062.50 |
Number of Shares After Transactions: | 115,127,962 shares |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-04-29 | 125,000 | $26.59 | 1,228,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-30 | 250,000 | $26.47 | 978,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-01 | 125,000 | $26.60 | 853,448 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-29 | 250,000 | $26.59 | 115,877,962 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2014-04-30 | 500,000 | $26.47 | 115,377,962 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2014-05-01 | 250,000 | $26.59 | 115,127,962 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 44,025 | Indirect | by 188 Corp |
Common Stock | 38,137,941 | Indirect | by Limited Partnership |
Common Stock | 5,316,215 | Indirect | By Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $26.545 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $26.28 to $26.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $26.43 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $26.55 to $26.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $26.31 to $26.57. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $26.42 to $26.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.