Filing Details

Accession Number:
0000091142-14-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-01 16:54:05
Reporting Period:
2014-04-30
Filing Date:
2014-05-01
Accepted Time:
2014-05-01 16:54:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532800 Stephen Anderson A. O. Smith Corporation
500 Tennessee Waltz Parkway
Ashland City TN 37015
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-30 5,700 $13.97 11,005 No 4 M Direct
Common Stock Acquisiton 2014-04-30 4,000 $21.56 15,005 No 4 M Direct
Common Stock Disposition 2014-05-01 5,846 $46.72 9,159 No 4 F Direct
Common Stock Disposition 2014-05-01 3,854 $46.87 5,305 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2014-04-30 5,700 $0.00 5,700 $13.97
Common Stock Employee Stock Options (Right to Buy) Disposition 2014-04-30 4,000 $0.00 4,000 $21.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,600 2011-02-08 2020-02-08 No 4 M Direct
18,600 2012-02-07 2021-02-07 No 4 M Direct