Filing Details

Accession Number:
0000054480-14-000077
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-01 16:17:18
Reporting Period:
2014-04-29
Filing Date:
2014-05-01
Accepted Time:
2014-05-01 16:17:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457260 K Mary Stadler Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
Svp & Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-29 2,000 $13.52 12,126 No 4 M Direct
Common Stock Acquisiton 2014-04-29 1,570 $52.62 13,696 No 4 M Direct
Common Stock Disposition 2014-04-29 10,570 $99.97 3,126 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-04-29 2,000 $0.00 2,000 $13.52
Common Stock LSAR Disposition 2014-04-29 2,000 $0.00 2,000 $13.52
Common Stock Employee Stock Option (Right to Buy) Disposition 2014-04-29 1,570 $0.00 1,570 $52.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-03-20 2019-03-19 No 4 M Direct
0 No 4 J Direct
0 2021-02-22 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $66.99 2022-02-21 1,167 1,167 Direct
Common Stock Employee Stock Option (Right to Buy) $97.77 2023-02-20 955 955 Direct
Common Stock Employee Stock Option (Right to Buy) $94.23 2024-02-19 1,018 1,018 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-21 1,167 1,167 Direct
2023-02-20 955 955 Direct
2024-02-19 1,018 1,018 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.835 to $100.06, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Options exercised in rule 16b-3 exempt transaction. LSARs canceled with respect to such shares.
  3. Options exercised in rule 16b-3 exempt transaction.
  4. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
  5. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.