Filing Details
- Accession Number:
- 0001225208-14-011607
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-01 16:15:19
- Reporting Period:
- 2014-04-29
- Filing Date:
- 2014-05-01
- Accepted Time:
- 2014-05-01 16:15:19
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1376806 | J John Tracy | 100 N. Riverside Plaza M/C 5003-1001 Chicago IL 60606 | Svp, Eo&T & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-29 | 10,576 | $75.97 | 70,957 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-04-29 | 8,687 | $75.40 | 79,644 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-04-29 | 6,714 | $71.44 | 86,358 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-29 | 25,977 | $127.55 | 60,381 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-30 | 3,478 | $129.02 | 56,903 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-04-29 | 6,714 | $0.00 | 6,714 | $71.44 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-04-29 | 10,576 | $0.00 | 10,576 | $75.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-04-29 | 8,687 | $0.00 | 8,687 | $75.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-22 | No | 4 | M | Direct | |
| 20,531 | 2023-02-25 | No | 4 | M | Direct | |
| 8,689 | 2022-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 482 | Indirect | By 401(k) |
| Common Stock | 4,543 | Indirect | Career Shares |
Footnotes
- The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $127.44 to $127.63 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $128.93 to $129.06 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The option was fully vested on February 22, 2014.
- Represents an option grant for the purchase of 31,107 shares vesting over a period of three years from the date of grant (February 25, 2013), 34% on February 25, 2014, 33% on February 25, 2015 and 33% on February 25, 2016.
- Represents an option grant for the purchase of 26,326 shares vesting over a period of three years from the date of grant (February 27, 2012), 34% on February 27, 2013, 33% on February 27, 2014 and 33% on February 27, 2015.
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