Filing Details

Accession Number:
0001209191-14-029957
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-30 18:08:48
Reporting Period:
2014-04-29
Filing Date:
2014-04-30
Accepted Time:
2014-04-30 18:08:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1598875 W. Patrick Lawton 4949 West Brown Deer Rd
Milwaukee WI 53223
Senior Vp Of Bank Mutual No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-29 2,000 $6.12 4,500 No 4 P Direct
Common Stock Acquisiton 2014-04-30 2,000 $5.96 6,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,500 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to buy $5.70 2023-05-29 20,000 20,000 Direct
Common Stock Options to buy $7.17 2024-01-21 8,000 8,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-05-29 20,000 20,000 Direct
2024-01-21 8,000 8,000 Direct
Footnotes
  1. Held as an individual.
  2. Held jointly with spouse.
  3. Stock options granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning May 29, 2014.
  4. Stock options granted under the 2004 Stock Incentive Plan. The options (8,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.