Filing Details
- Accession Number:
- 0001144204-14-026434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-30 17:01:00
- Reporting Period:
- 2014-04-28
- Filing Date:
- 2014-04-30
- Accepted Time:
- 2014-04-30 17:01:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 894158 | Synthetic Biologics Inc. | SYN | Pharmaceutical Preparations (2834) | 133808303 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1076653 | H Steve Kanzer | C/O Pharmainvestors Llc 9045 La Fontana Blvd., Ste. 238 Boca Raton FL 33434 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-04-28 | 175,177 | $2.86 | 6,911,203 | No | 4 | S | Indirect | Accredited Venture Capital LLC |
| Common Stock | Disposition | 2014-04-29 | 87,935 | $2.98 | 6,823,268 | No | 4 | S | Indirect | Accredited Venture Capital LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Accredited Venture Capital LLC |
| No | 4 | S | Indirect | Accredited Venture Capital LLC |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 375,246 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common | Stock Options | $2.01 | 2006-10-31 | 2014-05-27 | 271,058 | 271,058 | Direct |
| Common | Stock Options | $0.74 | 2010-12-01 | 2014-05-27 | 8,333 | 8,333 | Direct |
| Common | Stock Options | $1.50 | 2011-01-05 | 2014-05-27 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-05-27 | 271,058 | 271,058 | Direct |
| 2014-05-27 | 8,333 | 8,333 | Direct |
| 2014-05-27 | 25,000 | 25,000 | Direct |
Footnotes
- Represents weighted average price per share for the total number of shares sold on such day.
- Mr. Kanzer is the managing member of Pharmainvestors LLC, the managing member of Accredited Venture Capital LLC.
Billionaire Hedge Funds
