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Home > Insider Trading > Filing (0001459221-14-000028)

Filing Details

Accession Number:: 0001459221-14-000028
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-30 16:18:49
Reporting Period:: 2014-04-24

Filing Date:: 2014-04-30
Accepted Time:: 2014-04-30 16:18:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
33488	Escalade Inc	ESCA	Sporting & Athletic Goods, Nec (3949)	132739290

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1409119	J Robert Keller	817 Maxwell Ave Evansville IN 47711	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-04-24	2,990	$14.82	208,462	No	4	S	Direct
Common Stock	Disposition	2014-04-25	645	$14.81	207,817	No	4	S	Direct
Common Stock	Disposition	2014-04-28	622	$14.87	207,195	No	4	S	Direct
Common Stock	Disposition	2014-04-29	525	$14.82	206,670	No	4	S	Direct
Common Stock	Acquisiton	2014-04-30	10,000	$5.28	216,670	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Option	Disposition	2014-04-30	10,000	$0.00	10,000	$5.28

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,500	2013-03-02	2017-03-02	No	4	M	Direct

Footnotes

Shares issued pursuant to the exercise of 29,750 stock options under the Escalade, Incorporated 2007 Incentive Plan in a transaction exempt from Section 16(b) short swing profit liability.