Home > Insider Trading > Filing (0001061434-14-000006)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1380846	Tristate Capital Holdings Inc.	TSC	State Commercial Banks (6022)	204929029

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1061434	F James Getz	One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-04-28	3,000	$12.74	44,252	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	490,209	Direct
Common Stock	287,173	Indirect	By Getz Enterprises, L.P.
Common Stock	173,118	Indirect	By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account

Footnotes

The price reported in Column 4 is the average price. The shares were purchased in multiple transactions at prices ranging from $12.74 to $12.749, inclusive. The Reporting Person undertakes to provide to any security holder of TriState Capital Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Shares held jointly of record by Mr. Getz and his spouse.
Owned by Mr. Getz individually
The Reporting Person is the general partner of this entity, which owns a total of 287,173 shares of the Issuers' common stock.
The Reporting Person is the beneficiary of this account, which owns a total of 173,118 shares of the Issuer's common stock.