Filing Details

Accession Number:
0001179110-14-007317
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-29 16:31:46
Reporting Period:
2014-04-28
Filing Date:
2014-04-29
Accepted Time:
2014-04-29 16:31:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012019 Rush Enterprises Inc RUSH Retail-Auto Dealers & Gasoline Stations (5500) 741733016
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211556 A Martin Naegelin 555 Ih 35 South, Suite 500
New Braunfels TX 78130
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-04-28 15,900 $10.51 41,140 No 4 M Direct
Class A Common Stock Acquisiton 2014-04-28 16,500 $12.91 57,640 No 4 M Direct
Class A Common Stock Acquisiton 2014-04-28 21,863 $12.77 79,503 No 4 M Direct
Class A Common Stock Disposition 2014-04-28 54,263 $32.24 25,240 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2014-04-28 15,900 $0.00 15,900 $10.51
Class A Common Stock Option (right to buy) Disposition 2014-04-28 16,500 $0.00 16,500 $12.91
Class A Common Stock Option (right to buy) Disposition 2014-04-28 21,863 $0.00 21,863 $12.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-15 No 4 M Direct
0 2016-03-15 No 4 M Direct
8,137 2017-03-15 No 4 M Direct
Footnotes
  1. Includes unvested restricted stock units.
  2. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.695 to $32.85, inclusive. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. This option was previously reported as covering 11,000 shares at an exercise price of $15.76 per share but was adjusted as a result of the 3-for-2 stock split of Rush Enterprises, Inc.'s Common Stock on October 10, 2007.
  4. Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. Grant date is ten years prior to the expiration date.
  5. This option was previously reported as covering 11,000 shares at an exercise price of $19.37 per share but was adjusted as a result of the 3-for-2 stock split of Rush Enterprises, Inc.'s Common Stock on October 10, 2007.
  6. This option was previously reported as covering 20,000 shares at an exercise price of $19.15 per share but was adjusted as a result of the 3-for-2 stock split of Rush Enterprises, Inc.'s Common Stock on October 10, 2007.