Filing Details

Accession Number:
0001179110-14-007267
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-29 11:30:30
Reporting Period:
2014-04-25
Filing Date:
2014-04-29
Accepted Time:
2014-04-29 11:30:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1015739 Aware Inc AWRE Semiconductors & Related Devices (3674) 042911026
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218981 Iii S John Stafford 350 N. Orleans Street
Suite 2N
Chicago IL 60654-1975
Yes No Yes No
1512282 Ronin Capital, Llc 350 N. Orleans Street
Suite 2N
Chicago IL 60654-1975
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-25 12,067 $5.48 3,181,534 No 4 P Direct
Common Stock Acquisiton 2014-04-28 4,516 $5.49 3,186,050 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. The 12,067 shares were purchased at an average price of $5.48 per share. The actual price per share purchased ranged from $5.43 to $5.57 per share.
  2. The reported shares of common stock of Aware Inc. are held in a Class C Capital Account of John S. Stafford, III at Ronin Capital, LLC ("Ronin"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of Aware Inc. held of record by Ronin.
  3. The 4,516 shares were purchased at an average price of $5.494 per share. The actual price per share purchased ranged from $5.44 to $5.51 per share.