Filing Details

Accession Number:
0001365555-14-000108
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-28 08:21:54
Reporting Period:
2014-04-25
Filing Date:
2014-04-28
Accepted Time:
2014-04-28 08:21:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365555 Amtrust Financial Services Inc. AFSI Fire, Marine & Casualty Insurance (6331) 043106389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381044 G Max Caviet C/O Amtrust Financial Services, Inc.
59 Maiden Lane, 43Rd Floor
New York NY 10038
President Of Subsidiary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-25 5,041 $6.20 125,594 No 4 M Direct
Common Stock Acquisiton 2014-04-25 5,041 $12.02 130,635 No 4 M Direct
Common Stock Acquisiton 2014-04-25 5,041 $11.55 135,676 No 4 M Direct
Common Stock Disposition 2014-04-25 6,950 $37.16 128,726 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-04-25 5,041 $0.00 5,041 $6.20
Common Stock Stock Option Disposition 2014-04-25 5,041 $0.00 5,041 $12.02
Common Stock Stock Option Disposition 2014-04-25 5,041 $0.00 5,041 $11.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,461 2007-09-01 2016-09-01 No 4 M Direct
55,461 2008-10-24 2017-10-24 No 4 M Direct
55,462 2009-08-25 2018-08-25 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2014.
  2. Shares sold to satisfy income tax withholding liabilities and payment of the option exercise price.
  3. The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.02 to $37.38 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3.