Filing Details

Accession Number:
0001204555-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-24 17:38:22
Reporting Period:
2014-04-23
Filing Date:
2014-04-24
Accepted Time:
2014-04-24 17:38:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471265 Northwest Bancshares Inc. NWBI National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204555 W William Harvey 100 Liberty Street
Warren PA 16365
Exec V.p., Finance & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Northwest Bancshares, Inc. Acquisiton 2014-04-23 9,163 $14.19 109,852 No 4 X Direct
Northwest Bancshares, Inc. Disposition 2014-04-23 9,163 $14.61 100,689 No 4 S Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-23 12,937 $10.19 113,626 No 4 M Direct
Northwest Bancshares, Inc. Disposition 2014-04-23 9,011 $14.63 104,615 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2014-04-23 9,163 $14.19 9,163 $14.19
Northwest Bancshares, Inc. Stock Options (Right to Buy) Disposition 2014-04-23 12,937 $10.19 12,937 $10.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-24 2014-12-15 No 4 X Direct
0 2006-01-19 2015-01-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Northwest Bancshares, Inc. 686 Indirect IRA
Northwest Bancshares, Inc. 686 Indirect Wife's IRA
Northwest Bancshares, Inc. 9,111 Indirect 401-K
Northwest Bancshares, Inc. 13,000 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Northwest Bancshares, Inc. Stock Options (Right to Buy) $9.86 2007-01-18 2016-01-18 12,937 12,937 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $11.51 2008-01-17 2017-01-17 12,937 12,937 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $11.12 2009-01-16 2018-01-16 12,937 12,937 Direct
Northwest Bnacshares, Inc. Stock Options (Right to Buy) $9.79 2009-11-19 2018-11-19 12,937 12,937 Direct
Northwest Bancshares, Inc. Stock Options (Right toBuy) $7.48 2010-02-18 2019-02-18 12,937 12,937 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $11.49 2011-01-20 2020-01-20 13,000 13,000 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $12.12 2012-01-19 2021-01-19 13,000 13,000 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $12.32 2012-05-18 2021-05-18 60,000 60,000 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $11.70 2013-05-23 2022-05-23 14,400 14,400 Direct
Northwest Bancshares, Inc. Stock Options (Right to Buy) $12.44 2014-05-15 2023-05-15 14,400 14,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-01-18 12,937 12,937 Direct
2017-01-17 12,937 12,937 Direct
2018-01-16 12,937 12,937 Direct
2018-11-19 12,937 12,937 Direct
2019-02-18 12,937 12,937 Direct
2020-01-20 13,000 13,000 Direct
2021-01-19 13,000 13,000 Direct
2021-05-18 60,000 60,000 Direct
2022-05-23 14,400 14,400 Direct
2023-05-15 14,400 14,400 Direct
Footnotes
  1. Average price of 6 lots with a highof $14.62 and a low of $14.60.
  2. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  3. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  4. Constructively exchanged 9,011 shares in order to exercise 12,937 stock options. The number of shares issued was 3,926.