Filing Details

Accession Number:
0001186996-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-24 16:15:10
Reporting Period:
2014-04-23
Filing Date:
2014-04-24
Accepted Time:
2014-04-24 15:15:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471265 Northwest Bancshares Inc. NWBI National Commercial Banks (6021) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1186996 A Timothy Huber 100 Liberty Street
Warren PA 16365
Exec. V.p., Chiel Lending Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Northwest Bancshares, Inc. Acquisiton 2014-04-23 11,475 $11.33 275,451 No 4 X Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-23 10,125 $11.51 285,576 No 4 X Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-23 10,125 $11.12 295,701 No 4 X Direct
Northwest Bancshares, Inc. Disposition 2014-04-23 31,725 $14.69 263,976 No 4 S Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-23 10,125 $10.19 274,101 No 4 X Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-23 10,125 $9.86 284,226 No 4 X Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-23 122 $9.79 284,348 No 4 X Direct
Northwest Bancshares, Inc. Acquisiton 2014-04-23 1,447 $7.48 285,795 No 4 X Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 S Direct
No 4 X Direct
No 4 X Direct
No 4 X Direct
No 4 X Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Northwest Bancshares, Inc. Option Plan (Right to Buy) Disposition 2014-04-23 11,475 $11.33 11,475 $11.33
Northwest Bancshares, Inc. Option Plan (Right to Buy) Disposition 2014-04-23 10,125 $10.19 10,125 $10.19
Northwest Bancshares, Inc. Option Plan (Right to Buy) Disposition 2014-04-23 10,125 $9.86 10,125 $9.86
Northwest Bancshares, Inc. Option Plan (Right to Buy) Disposition 2014-04-23 10,125 $11.51 10,125 $11.51
Northwest Bancshares, Inc. Option Plan (Right to Buy) Disposition 2014-04-23 10,125 $11.12 10,125 $11.12
Northwest Bancshares, Inc. Option Plan (Right to Buy) Disposition 2014-04-23 122 $9.79 10,125 $9.79
Northwest Bancshares, Inc. Option Plan (Right to Buy) Disposition 2014-04-23 1,447 $7.48 10,125 $7.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-12-15 2014-12-15 No 4 X Direct
0 2006-01-19 2015-01-19 No 4 X Direct
0 2007-01-18 2016-01-18 No 4 X Direct
0 2008-01-17 2017-01-17 No 4 X Direct
0 2009-01-16 2018-01-16 No 4 X Direct
10,003 2009-11-19 2018-11-19 No 4 X Direct
8,678 2010-02-18 2019-02-18 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Northwest Bancshares, Inc. 22,696 Indirect IRA
Northwest Bancshares, Inc. 7,649 Indirect Wife's IRA
Northwest Bancshares, Inc. 60,621 Indirect 401-K
Northwest Bancshares, Inc. 28,318 Indirect ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Northwest Bancshares, Inc. Option Plan (Right to Buy) $11.49 2011-01-20 2020-01-20 13,000 13,000 Direct
Northwest Bancshares, Inc. Option Plan (Right to Buy) $12.12 2012-01-19 2021-01-19 13,000 13,000 Direct
Northwest Bancshares, Inc. Option Plan (Right to Buy) $12.32 2011-05-18 2021-05-18 52,000 52,000 Direct
Northwest Bancshares, Inc. Option Plan (Right to Buy) $11.70 2012-05-23 2022-05-23 12,480 12,480 Direct
Northwest Bancshares, Inc. Option Plan (Right to Buy) $12.44 2014-05-15 2023-05-15 12,480 12,480 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-01-20 13,000 13,000 Direct
2021-01-19 13,000 13,000 Direct
2021-05-18 52,000 52,000 Direct
2022-05-23 12,480 12,480 Direct
2023-05-15 12,480 12,480 Direct
Footnotes
  1. Average price of 45 lots with a high of $14.775 and a low of $14.58.
  2. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  3. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  4. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  5. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
  6. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.