Filing Details
- Accession Number:
- 0001144204-14-024543
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-24 15:10:42
- Reporting Period:
- 2014-04-24
- Filing Date:
- 2014-04-24
- Accepted Time:
- 2014-04-24 15:10:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 910322 | Astoria Financial Corp | AF | Savings Institution, Federally Chartered (6035) | 113170868 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210750 | Jr C Peter Haeffner | One Astoria Federal Plaza Lake Success NY US 11042 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-04-24 | 5,670 | $14.12 | 8,858 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-24 | 2,500 | $14.18 | 6,358 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series C Preferred Stock | 1,500 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Statutory Stock Option | $26.23 | 2005-01-18 | 2015-01-17 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Statutory Stock Option | $29.79 | 2006-01-17 | 2015-02-19 | 6,000 | 6,000 | Direct |
| Common Stock | Non-Statutory Stock Option | $29.72 | 2007-01-16 | 2015-02-19 | 6,000 | 6,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-01-17 | 6,000 | 6,000 | Direct |
| 2015-02-19 | 6,000 | 6,000 | Direct |
| 2015-02-19 | 6,000 | 6,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $14.0900 to $14.1500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
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