Filing Details
- Accession Number:
- 0001186996-14-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-04-24 13:34:14
- Reporting Period:
- 2014-04-23
- Filing Date:
- 2014-04-24
- Accepted Time:
- 2014-04-24 13:34:14
- Original Submission Date:
- 2014-04-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1471265 | Northwest Bancshares Inc. | NWBI | National Commercial Banks (6021) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186996 | A Timothy Huber | 100 Liberty Street Warren PA 16365 | Exec. V.p., Chiel Lending Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 11,475 | $11.33 | 275,451 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 10,125 | $11.51 | 285,576 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 10,125 | $11.12 | 295,701 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Disposition | 2014-04-23 | 31,725 | $14.69 | 263,976 | No | 4 | S | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 10,125 | $10.19 | 274,101 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 10,125 | $9.86 | 284,226 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 122 | $9.79 | 284,348 | No | 4 | X | Direct | |
| Northwest Bancshares, Inc. | Acquisiton | 2014-04-23 | 1,447 | $7.48 | 285,795 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | X | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | Disposition | 2014-04-23 | 11,475 | $11.33 | 11,475 | $11.33 |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | Disposition | 2014-04-23 | 10,125 | $10.19 | 10,125 | $10.19 |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | Disposition | 2014-04-23 | 10,125 | $9.86 | 10,125 | $9.86 |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | Disposition | 2014-04-23 | 10,125 | $11.51 | 10,125 | $11.51 |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | Disposition | 2014-04-23 | 10,125 | $11.12 | 10,125 | $11.12 |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | Disposition | 2014-04-23 | 122 | $9.79 | 10,125 | $9.79 |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | Disposition | 2014-04-23 | 1,447 | $7.48 | 10,125 | $7.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-12-15 | 2014-12-15 | No | 4 | X | Direct |
| 0 | 2006-01-19 | 2015-01-19 | No | 4 | X | Direct |
| 0 | 2007-01-18 | 2016-01-18 | No | 4 | X | Direct |
| 0 | 2008-01-17 | 2017-01-17 | No | 4 | X | Direct |
| 0 | 2009-01-16 | 2018-01-16 | No | 4 | X | Direct |
| 10,003 | 2009-11-19 | 2018-11-19 | No | 4 | X | Direct |
| 8,678 | 2010-02-18 | 2019-02-18 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Northwest Bancshares, Inc. | 22,696 | Indirect | IRA |
| Northwest Bancshares, Inc. | 7,649 | Indirect | Wife's IRA |
| Northwest Bancshares, Inc. | 60,621 | Indirect | 401-K |
| Northwest Bancshares, Inc. | 28,318 | Indirect | ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $11.49 | 2011-01-20 | 2020-01-20 | 13,000 | 13,000 | Direct |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $12.12 | 2012-01-19 | 2021-01-19 | 13,000 | 13,000 | Direct |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $12.32 | 2011-05-18 | 2021-05-18 | 52,000 | 52,000 | Direct |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $11.70 | 2012-05-23 | 2022-05-23 | 12,480 | 12,480 | Direct |
| Northwest Bancshares, Inc. | Option Plan (Right to Buy) | $12.44 | 2014-05-15 | 2023-05-15 | 12,480 | 12,480 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-20 | 13,000 | 13,000 | Direct |
| 2021-01-19 | 13,000 | 13,000 | Direct |
| 2021-05-18 | 52,000 | 52,000 | Direct |
| 2022-05-23 | 12,480 | 12,480 | Direct |
| 2023-05-15 | 12,480 | 12,480 | Direct |
Footnotes
- Average price of 45 lots with a high of $14.775 and a low of $14.58.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
