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Home > Insider Trading > Filing (0001206774-14-001338)

Filing Details

Accession Number:: 0001206774-14-001338
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-23 16:57:24
Reporting Period:: 2014-04-21

Filing Date:: 2014-04-23
Accepted Time:: 2014-04-23 16:57:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122342	Alliance Fiber Optic Products Inc	AFOP	Semiconductors & Related Devices (3674)	770554122

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247283	K Anita Ho	C/O Alliance Fiber Optic Products, Inc. 275 Gibraltar Drive Sunnyvale CA 94089	Acting Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-04-21	23,640	$18.00	7,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Stock Option (Right to buy)	Acquisiton	2014-04-21	23,640	$2.25	23,640	$2.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
30,640	2006-11-07	2015-11-07	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Including 6,000 restricted stock units which vest in two equal annual installments beginning on May 01, 2014.
Share amount and exercise price reflect a 2-for-1 split of common stock in the form of a stock dividend on August 30, 2013.