Filing Details
- Accession Number:
- 0001127602-14-014765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-17 17:39:00
- Reporting Period:
- 2014-04-16
- Filing Date:
- 2014-04-17
- Accepted Time:
- 2014-04-17 17:39:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1468516 | Aol Inc. | AOL | Services-Computer Processing & Data Preparation (7374) | 204268793 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529069 | B. Matthew Kelpy | 22000 Aol Way Dulles VA 20166 | Controller And C A O | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2014-04-16 | 1,124 | $20.16 | 17,352 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2014-04-16 | 1,124 | $43.18 | 16,228 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 | Acquisiton | 2014-04-16 | 1,357 | $13.01 | 17,585 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 | Disposition | 2014-04-16 | 1,357 | $43.18 | 16,228 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2014-04-16 | 1,124 | $0.00 | 1,124 | $20.16 |
| Common Stock, Par Value $0.01 | Stock Option (Right to Buy) | Disposition | 2014-04-16 | 1,357 | $0.00 | 1,357 | $13.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-12-30 | No | 4 | M | Direct | |
| 5,792 | 2021-11-14 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on November 13, 2013.
- The shares subject to the stock option have vested in full.
- The shares subject to the stock option vest and become exercisable over a four-year period. One quarter of the shares subject to the stock option vested on September 1, 2012 and, subject to the reporting person's continuous employment on each vesting date, the remaining shares subject to the stock option have vested or will vest and become exercisable on a pro rata monthly basis for the 36 month period thereafter.
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