Filing Details

Accession Number:
0001104659-14-028062
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-16 13:44:28
Reporting Period:
2014-04-16
Filing Date:
2014-04-16
Accepted Time:
2014-04-16 13:44:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1594879 Zoe's Kitchen Inc. ZOES Retail-Eating Places (5812) 510653504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603093 Thomas Baldwin C/O Roi Acquisition Corp Ii
601 Lexington Avenue, 51St Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-16 8,333 $15.00 8,333 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2014-04-16 3,333 $0.00 3,333 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,333 No 4 A Direct
Footnotes
  1. These shares were purchased through a Directed Share Program in connection with Zoe's Kitchen, Inc.'s Initial Public Offering.
  2. Each restricted stock unit represents a contingent right to receive one share of common stock.
  3. The restricted stock units will vest in three equal annual installments beginning on April 16, 2015.