Filing Details

Accession Number:
0001209191-14-027515
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-15 16:01:09
Reporting Period:
2014-04-14
Filing Date:
2014-04-15
Accepted Time:
2014-04-15 16:01:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1054274 Alliqua Inc. ALQA Surgical & Medical Instruments & Apparatus (3841) 582349413
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
816284 Celgene Corp /De/ 86 Morris Avenue
Summit NJ 07901
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-14 714,286 $7.00 2,386,760 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2014-04-14 142,857 $0.00 142,857 $10.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
142,857 2014-10-15 2019-04-14 No 4 A Direct
Footnotes
  1. The warrant was issued to the reporting person in connection with its purchase of 714,286 shares of Common Stock of the Issuer in a private placement.