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Filing Details

Accession Number:
0000040729-14-000092
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-15 14:28:47
Reporting Period:
2014-04-11
Filing Date:
2014-04-15
Accepted Time:
2014-04-15 14:28:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
40729 Ally Financial Inc. ALLY Finance Lessors (6172) 380572512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506757 A. Barbara Yastine 200 Renaissance Center
Detroit MI 48265
Ceo & President, Ally Bank No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-11 5,117 $0.00 5,117 No 4 M Direct
Common Stock Disposition 2014-04-11 234 $29.03 4,883 No 4 F Direct
Common Stock Disposition 2014-04-11 4,883 $29.03 0 No 4 D Direct
Common Stock Acquisiton 2014-04-15 5,000 $25.00 5,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 D Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Stock Units (DSU) Acquisiton 2014-04-11 6,078 $0.00 6,078 $0.00
Common Stock Deferred Stock Units (DSU) Disposition 2014-04-11 5,117 $0.00 5,117 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
188,639 No 4 A Direct
183,522 No 4 M Direct
Footnotes
  1. The common stock reported includes (i) shares issued upon the settlement of a portion of DSUs awarded in prior periods, plus (ii) shares issued as a result of the immediate settlement of the portion of DSUs granted, to pay applicable taxes.
  2. Represents the per share fair market value of the Company's common stock as of April 2, 2014, adjusted to reflect the stock split in connection with the Company's initial public offering.
  3. Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. A portion of all DSUs granted are immediately settled to pay applicable taxes. DSUs do not have an expiration or exercise date or carry a conversion price. Reflects a fractional share rounded up to the nearest full share.