Filing Details
- Accession Number:
- 0000040729-14-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-15 14:28:47
- Reporting Period:
- 2014-04-11
- Filing Date:
- 2014-04-15
- Accepted Time:
- 2014-04-15 14:28:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40729 | Ally Financial Inc. | ALLY | Finance Lessors (6172) | 380572512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1506757 | A. Barbara Yastine | 200 Renaissance Center Detroit MI 48265 | Ceo & President, Ally Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-11 | 5,117 | $0.00 | 5,117 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-11 | 234 | $29.03 | 4,883 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-04-11 | 4,883 | $29.03 | 0 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2014-04-15 | 5,000 | $25.00 | 5,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Deferred Stock Units (DSU) | Acquisiton | 2014-04-11 | 6,078 | $0.00 | 6,078 | $0.00 |
| Common Stock | Deferred Stock Units (DSU) | Disposition | 2014-04-11 | 5,117 | $0.00 | 5,117 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 188,639 | No | 4 | A | Direct | ||
| 183,522 | No | 4 | M | Direct |
Footnotes
- The common stock reported includes (i) shares issued upon the settlement of a portion of DSUs awarded in prior periods, plus (ii) shares issued as a result of the immediate settlement of the portion of DSUs granted, to pay applicable taxes.
- Represents the per share fair market value of the Company's common stock as of April 2, 2014, adjusted to reflect the stock split in connection with the Company's initial public offering.
- Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. A portion of all DSUs granted are immediately settled to pay applicable taxes. DSUs do not have an expiration or exercise date or carry a conversion price. Reflects a fractional share rounded up to the nearest full share.
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