Filing Details

Accession Number:
0001225208-14-010599
Form Type:
5
Zero Holdings:
No
Publication Time:
2014-04-14 11:00:53
Reporting Period:
2013-12-31
Filing Date:
2014-04-14
Accepted Time:
2014-04-14 11:00:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466292 Cordia Bancorp Inc BVA State Commercial Banks (6022) 264700031
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573443 Jr H Raymond Smith 11730 Hull Street Road
Midlothian VA 32112
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-21 296 $0.04 51,391 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Founders Shares $0.00 63,750 63,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
63,750 63,750 Direct
Footnotes
  1. Founders shares are eligible for performance-based vesting based on the achievement of certain asset size thresholds and performance measures. Any shares for which such asset size and performance measures have not been met by 10/6/2016 will be forfeited. The reporting person may not exercise any voting rights or other rights of a shareholder unless the asset size and performance measures have been satisfied.