Filing Details

Accession Number:
0001046203-14-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-11 16:26:04
Reporting Period:
2011-09-14
Filing Date:
2014-04-11
Accepted Time:
2014-04-11 16:26:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046203 Guaranty Federal Bancshares Inc GFED State Commercial Banks (6022) 431792717
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211737 D Kurt Hellweg 4083 Eaglescliffe
Springfield MO 65809
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-14 751 $4.50 33,137 No 4 P Indirect SELF TRUST
Common Stock Acquisiton 2011-09-16 96 $4.50 33,233 No 4 P Indirect SELF TRUST
Common Stock Acquisiton 2011-09-21 1,200 $4.50 34,433 No 4 P Indirect SELF TRUST
Common Stock Acquisiton 2011-09-26 172 $4.50 34,605 No 4 P Indirect SELF TRUST
Common Stock Acquisiton 2011-09-29 43 $4.50 34,648 No 4 P Indirect SELF TRUST
Common Stock Acquisiton 2011-09-30 1,738 $4.50 36,386 No 4 P Indirect SELF TRUST
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect SELF TRUST
No 4 P Indirect SELF TRUST
No 4 P Indirect SELF TRUST
No 4 P Indirect SELF TRUST
No 4 P Indirect SELF TRUST
No 4 P Indirect SELF TRUST
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,112 Indirect RESTRICTED
Common Stock 35,000 Direct
Common Stock 3,086 Indirect DRIP
Footnotes
  1. The total of restricted common stock (8,112) takes into account the number of shares owned in September 2011 of 2,119 and Form 4 filed January 2012 for 2,315 shares, Form 4 filed January 2013 for 2,072 shares and Form 4 filed February 2014 for 1,606 shares for a total of 8,112 shares.
  2. The total number of shares of common stock owned directly was purchased in March 2014 and shown on Form 4 filed March 2014.
  3. The total number of shares of common stock owned by Mr. Hellweg through his Dividend Reinvestment Plan account which has not changed since September 30, 2011.