Filing Details
- Accession Number:
- 0001140361-14-016476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-11 15:21:46
- Reporting Period:
- 2014-04-09
- Filing Date:
- 2014-04-11
- Accepted Time:
- 2014-04-11 15:21:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 8146 | Astro Med Inc W | ALOT | Computer Peripheral Equipment, Nec (3577) | 050318215 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258010 | M Stephen Petrarca | C/O Astro-Med, Inc. 600 E Greenwich Avenue W Warwick RI 02893 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-09 | 5,000 | $8.73 | 9,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-09 | 5,000 | $12.21 | 4,375 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-10 | 3,000 | $8.73 | 7,375 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-10 | 3,000 | $12.17 | 4,375 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2014-04-09 | 5,000 | $0.00 | 5,000 | $8.73 |
| Common Stock | Stock Option (Right to Purchase) | Disposition | 2014-04-10 | 3,000 | $0.00 | 3,000 | $8.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,750 | 2005-04-19 | 2014-04-19 | No | 4 | M | Direct |
| 5,750 | 2005-04-19 | 2014-04-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,326 | Indirect | Held in Employee Stock Ownership Plan |
Billionaire Hedge Funds
