Filing Details
- Accession Number:
- 0001179110-14-006631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-09 11:45:49
- Reporting Period:
- 2014-04-08
- Filing Date:
- 2014-04-09
- Accepted Time:
- 2014-04-09 11:45:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 357173 | Old Second Bancorp Inc | OSBC | State Commercial Banks (6022) | 363143493 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195341 | Douglas J Cheatham | 37 S. River St. Aurora IL 60506 | Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Old Second Bancorp, Inc. Common Stock | Acquisiton | 2014-04-08 | 11,363 | $4.40 | 44,886 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Old Second Bancorp, Inc. Common Stock | 36,641 | Indirect | 401(k) |
| Old Second Bancorp Inc. Common Stock | 4,192 | Indirect | Profit Sharing Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options | $27.75 | 2008-12-18 | 2017-12-18 | 15,000 | 15,000 | Direct |
| Common Stock | Employee StockOptions | $29.20 | 2007-12-19 | 2016-12-19 | 12,000 | 12,000 | Direct |
| Common Stock | Employee Stock Options | $31.34 | 2005-12-20 | 2015-12-21 | 12,000 | 12,000 | Direct |
| Common Stock | Employee Stock Option | $32.59 | 2005-12-20 | 2014-12-21 | 12,000 | 12,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-12-18 | 15,000 | 15,000 | Direct |
| 2016-12-19 | 12,000 | 12,000 | Direct |
| 2015-12-21 | 12,000 | 12,000 | Direct |
| 2014-12-21 | 12,000 | 12,000 | Direct |
Footnotes
- Of this total, 11,363 shares are held in a brokerage account in Mr. Cheatham's name alone.
Billionaire Hedge Funds
