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Home > Insider Trading > Filing (0001445260-14-000020)

Filing Details

Accession Number:: 0001445260-14-000020
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-07 20:49:46
Reporting Period:: 2014-04-03

Filing Date:: 2014-04-07
Accepted Time:: 2014-04-07 20:49:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874292	Addvantage Technologies Group Inc	AEY	Wholesale-Durable Goods (5000)	731351610

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1546622	David Humphrey	1221 E Houston Street Broken Arrow OK 74012	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-04-03	11,838	$3.21	19,558	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option	Acquisiton	2014-04-03	100,000	$3.21	200,000	$3.21

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
300,000	2014-04-03	2024-04-03	No	4	P	Direct

Footnotes

For the 11,838 shares acquired on 4/3/2014, there is a holding restriction which will expire in annual installments of 3,946 shares over 3 years starting 4/3/2015.
Options vest in 3 annual installments of 33,333 starting 4/3/2014.