Filing Details

Accession Number:
0001225208-14-010308
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-07 18:05:53
Reporting Period:
2014-04-04
Filing Date:
2014-04-07
Accepted Time:
2014-04-07 18:05:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
14693 Brown Forman Corp BF'B Beverages (2080) 610143150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070210 Patrick Chavanne Bousquet 850 Dixie Highway
Louisville KY 40210
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Acquisiton 2014-04-04 912 $27.75 912 No 4 M Direct
Class B Common Disposition 2014-04-04 440 $88.89 472 No 4 S Direct
Class B Common Disposition 2014-04-04 472 $89.36 0 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Non-Qualified Stock Option (right to buy) Disposition 2014-04-04 912 $0.00 912 $27.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-05-26 2014-04-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Deferred Stock Units $0.00 2,363 2,363 Direct
Class B Common Deferred Stock Units $0.00 4,995 4,995 Direct
Class B Common Stock Appreciation Right $38.43 2010-07-22 2020-04-30 4,785 4,785 Direct
Class B Common Stock Appreciation Right $27.05 2009-07-23 2019-04-30 12,451 12,451 Direct
Class B Common Stock Appreciation Right $35.51 2008-07-24 2018-04-30 10,134 10,134 Direct
Class B Common Stock Appreciation Right $33.76 2007-07-26 2017-04-30 10,639 10,639 Direct
Class B Common Stock Appreciation Right $34.95 2006-07-27 2016-04-30 9,036 9,036 Direct
Class B Common Stock Appreciation Right $28.58 2005-07-28 2015-04-30 10,506 10,506 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,363 2,363 Direct
4,995 4,995 Direct
2020-04-30 4,785 4,785 Direct
2019-04-30 12,451 12,451 Direct
2018-04-30 10,134 10,134 Direct
2017-04-30 10,639 10,639 Direct
2016-04-30 9,036 9,036 Direct
2015-04-30 10,506 10,506 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.8883 to $88.89, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The closing price of BF-B ($89.36) on April 3, 2014 was used to calculate the tax withholding obligation.
  3. These stock appreciation rights were previously reported as covering 572 shares at an exercise price of $44.22, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
  4. Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program each DSU represents the right to receive one share of the Company's Class B common stock. On each dividend payment date, participants are credited with DSU equivalents.
  5. Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in class B common stock on the first February 1 that is at least six months following the Director's termination from Board service.
  6. These stock appreciation rights were previously reported as covering 3,002 shares at an exercise price of $61.24, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
  7. These stock appreciation rights were previously reported as covering 7,812 shares at an exercise price of $43.10, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
  8. These stock appreciation rights were previously reported as covering 6,358 shares at an exercise price of $56.58, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
  9. These stock appreciation rights were previously reported as covering 6,675 shares at an exercise price of $53.80, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
  10. These stock appreciation rights were previously reported as covering 5,669 shares at an exercise price of $55.69, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.
  11. These stock appreciation rights were previously reported as covering 6,592 shares at an exercise price of $45.53, but updated to correct adjustments for the issuer's August 2012 stock split and December 2012 special dividend.