Filing Details
- Accession Number:
- 0000060667-14-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-04 10:44:18
- Reporting Period:
- 2014-04-02
- Filing Date:
- 2014-04-04
- Accepted Time:
- 2014-04-04 10:44:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60667 | Lowes Companies Inc | LOW | Retail-Lumber & Other Building Materials Dealers (5211) | 560578072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1230085 | K Maureen Ausura | 1000 Lowe'S Boulevard Mooresville NC 28117 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-04-02 | 22,254 | $49.84 | 80,870 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-04-02 | 646 | $49.47 | 80,224 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-02 | 53,334 | $28.38 | 133,558 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-02 | 53,334 | $49.70 | 80,224 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-02 | 46,666 | $25.50 | 126,890 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-02 | 46,666 | $49.70 | 80,224 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-02 | 23,333 | $23.98 | 103,557 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-02 | 23,333 | $49.70 | 80,224 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-02 | 23,333 | $0.00 | 23,333 | $23.98 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-02 | 46,666 | $0.00 | 46,666 | $25.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-02 | 53,334 | $0.00 | 53,334 | $28.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-03-01 | No | 4 | M | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct | |
| 26,666 | 2019-03-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $49.62 to $49.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $49.41 to $49.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests in three annual installments beginning on March 1, 2011.
- The option vests in three annual installments beginning on March 1, 2012.
- The option vests in three annual installments beginning on March 1, 2013.
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