Filing Details

Accession Number:
0001225208-14-010054
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-03 18:23:15
Reporting Period:
2014-04-01
Filing Date:
2014-04-03
Accepted Time:
2014-04-03 18:23:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1329799 Square 1 Financial Inc SQBK State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603782 I Robert Usdan 406 Blackwell Street
Suite 240
Durham NC 27701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2014-04-01 67,500 $18.00 831,727 No 4 S Indirect By Endicott Opportunity Partners III, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Endicott Opportunity Partners III, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,898,842 Indirect By Endicott Opportunity Partners III, LP
Class A Common Stock 1,145 Indirect Restricted Stock V
Footnotes
  1. Restricted stock fully vests on February 3, 2015.