Filing Details

Accession Number:
0001437749-14-006012
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-02 18:58:42
Reporting Period:
2014-04-01
Filing Date:
2014-04-02
Accepted Time:
2014-04-02 18:58:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299139 Tearlab Corp TEAR Surgical & Medical Instruments & Apparatus (3841) 593434771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487348 Paul Karpecki 7360 Carroll Road, Suite 200
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-01 5,000 $1.99 8,500 No 4 M Direct
Common Stock Disposition 2014-04-01 5,000 $6.83 3,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-04-01 5,000 $0.00 5,000 $1.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2019-03-03 No 4 M Direct
Footnotes
  1. The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on April 2, 2013.
  2. Represents the weighted average share price of an aggregate total of 5,000 shares sold in the price range of $6.742 to $7.007 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. One hundred percent of the shares subject to the option vested and became exercisable on March 3, 2012.