Filing Details

Accession Number:
0001140361-14-015337
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-02 16:03:41
Reporting Period:
2014-02-05
Filing Date:
2014-04-02
Accepted Time:
2014-04-02 16:03:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141240 Liquidmetal Technologies Inc LQMT Chemicals & Allied Products (2800) 330264467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527567 Scott Gillis C/O Liquidmetal Technologies, Inc.
30452 Esperanza
Rancho Santa Margarita CA 92688
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-21 2,900 $0.28 0 No 4 S Indirect By Spouse
Common Stock Disposition 2014-03-24 1,800 $0.27 0 No 4 S Indirect By Child in Household
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Spouse
No 4 S Indirect By Child in Household
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Acquisiton 2014-02-05 453,414 $0.00 453,414 $0.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
453,414 2024-02-05 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,000 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.28 to $0.2825, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. The shares reported in column 7 will vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary of the date of grant; with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.