Filing Details

Accession Number:
0001019687-14-001207
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-02 10:45:50
Reporting Period:
2014-03-25
Filing Date:
2014-04-02
Accepted Time:
2014-04-02 10:45:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI Semiconductors & Related Devices (3674) 760533927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197561 Jr L James Dunn C/O Applied Optoelectronics, Inc,
13115 Jess Pirtle Blvd.
Sugar Land TX 77478
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2014-03-25 1,754 $24.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct