Filing Details

Accession Number:
0001573366-14-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-02 08:46:37
Reporting Period:
2014-04-01
Filing Date:
2014-04-02
Accepted Time:
2014-04-02 08:46:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1025877 Dcb Financial Corp DCBF.OB State Commercial Banks (6022) 311469837
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1481776 H Mark Shipps 110 Riverbend Ave Po Box 1001
Lewis Center OH 43035
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Dcb Financial Corp Common Stock Acquisiton 2014-04-01 427 $6.55 39,023 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $3.50 2011-12-21 2020-12-20 1,429 2,540 Direct
Dcb Financial Corp Common Stock DCBF Employee Stock Options-Calls $4.50 2013-12-21 2022-12-20 1,111 2,540 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-20 1,429 2,540 Direct
2022-12-20 1,111 2,540 Direct
Footnotes
  1. The options vest in five equal annual installments beginning one year after the grant date and expire ten years after the grant date.
  2. Options granted 12/21/2010.
  3. Options granted 12/21/2012.