Filing Details

Accession Number:
0001209191-14-024284
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-01 20:46:21
Reporting Period:
2014-03-28
Filing Date:
2014-04-01
Accepted Time:
2014-04-01 19:46:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1575515 Sprouts Farmers Market Inc. SFM Retail-Grocery Stores (5411) 320331600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1581623 Leroy James Nielsen 11811 N.tatum Blvd
Suite 2400
Phoenix AZ 85028
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-03-28 95,213 $1.09 102,872 No 4 M Direct
Common Stock, Par Value $0.001 Per Share Disposition 2014-03-28 95,213 $32.65 7,659 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Stock Option (right to buy) Disposition 2014-03-28 95,213 $0.00 95,213 $1.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
65,204 2018-05-02 No 4 M Direct
Footnotes
  1. This amount represents the $33.75 secondary public offering price per share less the underwriting discount of $1.096875 per share.
  2. Consists of 1,000 shares of common stock and 6,659 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2015; one-third vesting on March 4, 2016; and the remaining one-third vesting on March 4, 2017, assuming continued employment through the applicable vest date.
  3. The reporting person is exercising options that are presently exercisable. Of the remaining options after giving effect to this transaction, 42,287 are presently exercisable and 22,917 will become exercisable at the end of the calendar quarter ending June 30, 2014.