Filing Details
- Accession Number:
- 0001181431-14-014930
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-01 18:19:32
- Reporting Period:
- 2014-03-31
- Filing Date:
- 2014-04-01
- Accepted Time:
- 2014-04-01 18:19:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393052 | Veeva Systems Inc | VEEV | Services-Prepackaged Software (7372) | 208235463 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1585821 | P Peter Gassner | C/O Veeva Systems Inc. 4637 Chabot Drive, Suite 210 Pleasanton CA 94588 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-03-31 | 2,000,000 | $0.00 | 2,000,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2014-03-31 | 2,000,000 | $25.36 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2014-03-31 | 2,000,000 | $0.00 | 2,000,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,208,333 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock was issued upon conversion of one (1) share of Class B Common Stock. These shares were sold by the reporting person as a selling stockholder pursuant to an underwritten public offering by the Issuer. The offering closed on March 31, 2014. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.
- Shares held by Reporting Person and Piyajit Gassner as Community Property.
- Represents (i) 3,208,333 shares of Class B Common Stock held by the Reporting Person and Piyajit Gassner as Community Property, of which 1,085,069 shares are subject to a repurchase right in favor of the Issuer which lapses on January 30, 2015, and (ii) 10,000,000 shares of Class B Common Stock held directly by the Reporting Person and not subject to a repurchase right in favor of the Issuer.
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