Filing Details

Accession Number:
0001104659-14-024929
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-01 17:13:29
Reporting Period:
2014-03-28
Filing Date:
2014-04-01
Accepted Time:
2014-04-01 17:13:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334630 Thomas Riordan C/O Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Svp, Law & Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2014-03-28 9,199 $73.87 111,859 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2014-03-28 2,400 $74.40 109,459 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1. This transaction was executed in multiple trades at share prices ranging from $73.25 to $74.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1. This transaction was executed in multiple trades at share prices ranging from $74.26 to $74.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.