Filing Details

Accession Number:
0001140361-14-015023
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-01 13:50:51
Reporting Period:
2014-03-28
Filing Date:
2014-04-01
Accepted Time:
2014-04-01 13:50:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1494448 Imperial Holdings Inc. IFT Life Insurance (6311) 300663473
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341021 Andrew Dakos C/O Imperial Holdings, Inc.
701 Park Of Commerce Blvd., Suite 301
Boca Raton FL 33487
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-28 5,000 $5.73 1,048,316 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-03-28 5,000 $5.89 1,053,316 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-03-31 5,000 $5.75 1,058,316 No 4 P Indirect See Footnote
Common Stock Acquisiton 2014-03-31 5,000 $5.75 1,063,316 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,721 Direct
Common Stock 1,253,581 Indirect See Footnote
Footnotes
  1. The shares are held by various entities and individuals. Bulldog Investors, LLC (f/k/a Brooklyn Capital Management, LLC) ("BI") or certain of its principals has voting and investment power with respect to such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  2. The shares are held by certain private investment funds. BI has sole voting and investment power with respect to such shares. The reporting person is a principal of BI and of the general partners of each such investment fund, and is a limited partner in certain of such funds. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.