Filing Details

Accession Number:
0001225208-14-009253
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-31 19:48:19
Reporting Period:
2014-03-27
Filing Date:
2014-03-31
Accepted Time:
2014-03-31 19:48:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1329799 Square 1 Financial Inc SQBK State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352198 Robert Paul Burke 406 Blackwell Street
Suite 240
Durham NC 27701
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2014-03-27 58,699 $18.00 688,874 No 4 S Indirect By Northaven Capital Partners, LP
Class A Common Stock Disposition 2014-03-27 4,955 $18.00 58,152 No 4 S Indirect By Northaven Offshore Ltd.
Class A Common Stock Disposition 2014-03-27 8,698 $18.00 102,079 No 4 S Indirect By Northaven Partners II, L.P.
Class A Common Stock Disposition 2014-03-27 3,082 $18.00 36,166 No 4 S Indirect By Northaven Partners III, LP
Class A Common Stock Disposition 2014-03-27 49,566 $18.00 581,687 No 4 S Indirect By Northaven Partners, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Northaven Capital Partners, LP
No 4 S Indirect By Northaven Offshore Ltd.
No 4 S Indirect By Northaven Partners II, L.P.
No 4 S Indirect By Northaven Partners III, LP
No 4 S Indirect By Northaven Partners, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 4,236 Direct
Class A Common Stock 1,145 Indirect Restricted Stock V
Footnotes
  1. Restricted stock fully vests on February 3, 2015.