Filing Details
- Accession Number:
- 0001144204-14-019652
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-31 18:09:08
- Reporting Period:
- 2014-03-28
- Filing Date:
- 2014-03-31
- Accepted Time:
- 2014-03-31 18:09:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1077183 | Neogenomics Inc | NEO | Services-Testing Laboratories (8734) | 742897368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1591950 | Maher Albitar | 12701 Commonwealth Drive Suite 9 Fort Myers FL US 33913 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-28 | 14,492 | $3.51 | 48,492 | No | 4 | P | Indirect | Albitar Oncology Defined Benefit Plan owns shares |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Albitar Oncology Defined Benefit Plan owns shares |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | $1.43 | 2013-01-09 | 2017-01-09 | 250,000 | 250,000 | Direct |
| Common Stock | Warrants (Right to Buy) | $1.43 | 2017-01-09 | 2017-01-09 | 200,000 | 200,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-01-09 | 250,000 | 250,000 | Direct |
| 2017-01-09 | 200,000 | 200,000 | Direct |
Footnotes
- These stock options were granted upon the start of Mr. Albitar's service to the Company and vest ratably over each of his first four anniversaries with the Company.
- These warrants were issued to Mr. Albitar upon the start of his service to the Company and vest upon the acheivement of certain currently unmet milestones.
Billionaire Hedge Funds
