Filing Details
- Accession Number:
- 0001185185-14-000770
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-31 17:30:19
- Reporting Period:
- 2014-03-31
- Filing Date:
- 2014-03-31
- Accepted Time:
- 2014-03-31 16:30:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171012 | Uni-Pixel | UNXL | Electronic Components, Nec (3679) | 752926437 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528653 | Sik Seong Shin | 8708 Technology Forest Pl., Ste 100 The Woodlands TX 77381 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-31 | 4,000 | $7.13 | 14,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-31 | 4,000 | $7.67 | 10,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock options | Disposition | 2014-03-31 | 4,000 | $0.00 | 4,000 | $7.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-11-27 | 2014-03-31 | No | 4 | M | Direct |
Billionaire Hedge Funds
