Filing Details

Accession Number:
0001181431-14-014394
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-28 18:46:43
Reporting Period:
2014-03-26
Filing Date:
2014-03-28
Accepted Time:
2014-03-28 18:46:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513818 Versartis Inc. VSAR Pharmaceutical Preparations (2834) 244106690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202793 Michael Powell C/O Sofinnova Ventures
2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1245624 James Healy C/O Sofinnova Ventures
2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1253170 Srinivas Akkaraju 2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
Yes No Yes No
1524064 Sofinnova Venture Partners Viii, L.p. 2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1559565 Sofinnova Management Viii, L.l.c. 2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
1590102 Anand Mehra C/O Sofinnova Ventures
2800 Sand Hill Road, Suite 150
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-26 23,403 $0.00 23,403 No 4 C Direct
Common Stock Acquisiton 2014-03-26 775,315 $0.00 798,718 No 4 C Direct
Common Stock Acquisiton 2014-03-26 802,596 $0.00 1,601,314 No 4 C Direct
Common Stock Acquisiton 2014-03-26 485,664 $0.00 2,086,978 No 4 C Direct
Common Stock Acquisiton 2014-03-26 60,000 $21.00 2,146,978 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2014-03-26 23,403 $0.00 23,403 $0.00
Common Stock Series D-1 Convertible Preferred Stock Disposition 2014-03-26 775,315 $0.00 775,315 $0.00
Common Stock Series D-2 Convertible Preferred Stock Disposition 2014-03-26 802,596 $0.00 802,596 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2014-03-26 485,664 $0.00 485,664 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. In connection with the completion of the Issuer's initial public offering of Common Stock, each share of Series B Convertible Preferred Stock, Series D-1 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock and Series E Convertible Preferred Stock automatically converted into Common Stock on a 1-for-11.5 basis.
  2. The securities do not have an expiration date. Each share of Series B, Series D-1, Series D-2 and Series E Convertible Preferred Stock converted automatically into shares of Common Stock in connection with the closing of the Issuer's initial public offering on March 26, 2014. Prior to such conversion into the Issuer's Common Stock, the Series B, Series D-1, Series D-2 and Series E Convertible Preferred Stock was convertible at any time at the option of the holder.
  3. The securities are owned directly by Sofinnova Venture Partners VIII, L.P. ("SVP VIII"). Sofinnova Management VIII, L.L.C. ("SM VIII"), the general partner of SVP VIII, and Srinivas Akkaraju, a director of the Issuer, James I. Healy, Anand Mehra, and Michael Powell, the managing members of SM VIII, may be deemed to have shared voting and dispositive power over the shares owned by SVP VIII. Such persons and entities disclaim beneficial ownership over the shares owned by SVP VIII except to the extent of any pecuniary interest therein.