Filing Details

Accession Number:
0001209191-14-023687
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-28 14:39:23
Reporting Period:
2014-03-26
Filing Date:
2014-03-28
Accepted Time:
2014-03-28 14:39:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071625 Dover Saddlery Inc DOVR Retail-Miscellaneous Shopping Goods Stores (5940) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1344345 F Gregory Mulligan 525 Great Rd
Littleton MA 01460
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-26 12,840 $1.94 12,840 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2014-03-26 12,840 $1.94 12,840 $1.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
23,940 2014-03-30 No 4 C Direct
Footnotes
  1. Reflects total shares of common stock held by this reporting person, after exercising Non-Qualified Stock Option to purchase a total of 12,840 shares of Common Stock, as reported in Table II.
  2. Immediately
  3. Reflects total outstanding Non-Qualified Stock Options held by this reporting person as of 3/26/2014.